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Exploring the Elements of a Deceptive Scheme: A SEC Case Study

Kristin Murnahan and Graham Loomis, SEC Trial Counsel, take you through a recent investment scheme case highlighting red flags and fraud tactics. The case involves variable annuities, federal employees, a 401(k) plan, questions, consequences, and more. 0:00 - Intro, case and deceptive elements overview, & disclaimer 4:25 - Misleading use of federal symbols/branding 7:58 - Misleading company name 11:15 - Use of official sounding titles 14:19 - Use of misleading email address 15:59 - Misleading use of official forms 20:47 - Efforts to create urgency 22:26 - Consequences of the deceptive scheme For additional SEC videos, please visit @USSECGov For additional TRS videos, please visit @trsgeorgia #fraudprevention #fraud #financialeducation Follow us on our TRS social media channels: (Listen to the TRS podcast - Your Retirement in Focus)... ( read more ) LEARN MORE ABOUT: Thrift Savings Plans REVEALED: Best Investment During Inflation H